robustness and fairness
Personalized Federated Learning towards Communication Efficiency, Robustness and Fairness
Personalized Federated Learning faces many challenges such as expensive communication costs, training-time adversarial attacks, and performance unfairness across devices. Recent developments witness a trade-off between a reference model and local models to achieve personalization. We follow the avenue and propose a personalized FL method towards the three goals. When it is time to communicate, our method projects local models into a shared-and-fixed low-dimensional random subspace and uses infimal convolution to control the deviation between the reference model and projected local models. We theoretically show our method converges for smooth objectives with square regularizers and the convergence dependence on the projection dimension is mild. We also illustrate the benefits of robustness and fairness on a class of linear problems. Finally, we conduct a large number of experiments to show the empirical superiority of our method over several state-of-the-art methods on the three aspects.
Logic Gate Neural Networks are Good for Verification
Kresse, Fabian, Yu, Emily, Lampert, Christoph H., Henzinger, Thomas A.
Learning-based systems are increasingly deployed across various domains, yet the complexity of traditional neural networks poses significant challenges for formal verification. Unlike conventional neural networks, learned Logic Gate Networks (LGNs) replace multiplications with Boolean logic gates, yielding a sparse, netlist-like architecture that is inherently more amenable to symbolic verification, while still delivering promising performance. In this paper, we introduce a SA T encoding for verifying global robustness and fairness in LGNs. We evaluate our method on five benchmark datasets, including a newly constructed 5-class variant, and find that LGNs are both verification-friendly and maintain strong predictive performance.
FairSAM: Fair Classification on Corrupted Data Through Sharpness-Aware Minimization
Dai, Yucong, Ji, Jie, Ma, Xiaolong, Wu, Yongkai
Image classification models trained on clean data often suffer from significant performance degradation when exposed to testing corrupted data, such as images with impulse noise, Gaussian noise, or environmental noise. This degradation not only impacts overall performance but also disproportionately affects various demographic subgroups, raising critical algorithmic bias concerns. Although robust learning algorithms like Sharpness-Aware Minimization (SAM) have shown promise in improving overall model robustness and generalization, they fall short in addressing the biased performance degradation across demographic subgroups. Existing fairness-aware machine learning methods - such as fairness constraints and reweighing strategies - aim to reduce performance disparities but hardly maintain robust and equitable accuracy across demographic subgroups when faced with data corruption. This reveals an inherent tension between robustness and fairness when dealing with corrupted data. To address these challenges, we introduce one novel metric specifically designed to assess performance degradation across subgroups under data corruption. Additionally, we propose \textbf{FairSAM}, a new framework that integrates \underline{Fair}ness-oriented strategies into \underline{SAM} to deliver equalized performance across demographic groups under corrupted conditions. Our experiments on multiple real-world datasets and various predictive tasks show that FairSAM successfully reconciles robustness and fairness, offering a structured solution for equitable and resilient image classification in the presence of data corruption.
Personalized Federated Learning towards Communication Efficiency, Robustness and Fairness
Personalized Federated Learning faces many challenges such as expensive communication costs, training-time adversarial attacks, and performance unfairness across devices. Recent developments witness a trade-off between a reference model and local models to achieve personalization. We follow the avenue and propose a personalized FL method towards the three goals. When it is time to communicate, our method projects local models into a shared-and-fixed low-dimensional random subspace and uses infimal convolution to control the deviation between the reference model and projected local models. We theoretically show our method converges for smooth objectives with square regularizers and the convergence dependence on the projection dimension is mild.
On the Tradeoff Between Robustness and Fairness
Interestingly, recent experimental results [2, 26, 22] have identified a robust fairness phenomenon in adversarial training (AT), namely that a robust model well-trained by AT exhibits a remarkable disparity of standard accuracy and robust accuracy among different classes compared with natural training. However, the effect of different perturbation radii in AT on robust fairness has not been studied, and one natural question is raised: does a tradeoff exist between average robustness and robust fairness? Our extensive experimental results provide an affirmative answer to this question: with an increasing perturbation radius, stronger AT will lead to a larger class-wise disparity of robust accuracy. Theoretically, we analyze the class-wise performance of adversarially trained linear models with mixture Gaussian distribution. Our theoretical results support our observations.
FAIR-TAT: Improving Model Fairness Using Targeted Adversarial Training
Medi, Tejaswini, Jung, Steffen, Keuper, Margret
Deep neural networks are susceptible to adversarial attacks and common corruptions, which undermine their robustness. In order to enhance model resilience against such challenges, Adversarial Training (AT) has emerged as a prominent solution. Nevertheless, adversarial robustness is often attained at the expense of model fairness during AT, i.e., disparity in class-wise robustness of the model. While distinctive classes become more robust towards such adversaries, hard to detect classes suffer. Recently, research has focused on improving model fairness specifically for perturbed images, overlooking the accuracy of the most likely non-perturbed data. Additionally, despite their robustness against the adversaries encountered during model training, state-of-the-art adversarial trained models have difficulty maintaining robustness and fairness when confronted with diverse adversarial threats or common corruptions. In this work, we address the above concerns by introducing a novel approach called Fair Targeted Adversarial Training (FAIR-TAT). We show that using targeted adversarial attacks for adversarial training (instead of untargeted attacks) can allow for more favorable trade-offs with respect to adversarial fairness. Empirical results validate the efficacy of our approach.
AMA-LSTM: Pioneering Robust and Fair Financial Audio Analysis for Stock Volatility Prediction
Wang, Shengkun, Ji, Taoran, He, Jianfeng, Almutairi, Mariam, Wang, Dan, Wang, Linhan, Zhang, Min, Lu, Chang-Tien
Stock volatility prediction is an important task in the financial industry. Recent advancements in multimodal methodologies, which integrate both textual and auditory data, have demonstrated significant improvements in this domain, such as earnings calls (Earnings calls are public available and often involve the management team of a public company and interested parties to discuss the company's earnings). However, these multimodal methods have faced two drawbacks. First, they often fail to yield reliable models and overfit the data due to their absorption of stochastic information from the stock market. Moreover, using multimodal models to predict stock volatility suffers from gender bias and lacks an efficient way to eliminate such bias. To address these aforementioned problems, we use adversarial training to generate perturbations that simulate the inherent stochasticity and bias, by creating areas resistant to random information around the input space to improve model robustness and fairness. Our comprehensive experiments on two real-world financial audio datasets reveal that this method exceeds the performance of current state-of-the-art solution. This confirms the value of adversarial training in reducing stochasticity and bias for stock volatility prediction tasks.
Reinforcement Learning as a Catalyst for Robust and Fair Federated Learning: Deciphering the Dynamics of Client Contributions
He, Jialuo, Chen, Wei, Zhang, Xiaojin
Recent advancements in federated learning (FL) have produced models that retain user privacy by training across multiple decentralized devices or systems holding local data samples. However, these strategies often neglect the inherent challenges of statistical heterogeneity and vulnerability to adversarial attacks, which can degrade model robustness and fairness. Personalized FL strategies offer some respite by adjusting models to fit individual client profiles, yet they tend to neglect server-side aggregation vulnerabilities. To address these issues, we propose Reinforcement Federated Learning (RFL), a novel framework that leverages deep reinforcement learning to adaptively optimize client contribution during aggregation, thereby enhancing both model robustness against malicious clients and fairness across participants under non-identically distributed settings. To achieve this goal, we propose a meticulous approach involving a Deep Deterministic Policy Gradient-based algorithm for continuous control of aggregation weights, an innovative client selection method based on model parameter distances, and a reward mechanism guided by validation set performance. Empirically, extensive experiments demonstrate that, in terms of robustness, RFL outperforms the state-of-the-art methods, while maintaining comparable levels of fairness, offering a promising solution to build resilient and fair federated systems.